Oct 1, 2018 10:30:38 AM / by Bo J. Howell posted in Corporate Governance, Investment Advisers, Service Providers, Advisers Act, CCO Tech, Compliance, Compliance Technology, Directors/Trustees, Form ADV, CCO Technology, SEC Filing Manager, Technology
FOR IMMEDIATE RELEASE
Cincinnati, OH (October 1, 2018) - CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). SEC Filing Manager automates the completion of Form ADV, the starting point for regulatory compliance filing for every SEC-registered investment adviser. Additional modules will soon be released to create a comprehensive compliance system.
Joot is a fintech company that provides web-based technology and services to registered investment advisers. Joot has over 40 RIA clients around the U.S. who collectively manage over $33 billion. Joot’s clients include retail advisers, institutional managers, private fund managers, and mutual fund advisers.
