Joot Interview Series - Episode 8

Dec 17, 2019 11:15:00 AM

In this final part of our third Interview (Part 1, Part 2). Bo Howell continues his discussion with Charles Black about the DO's and DON'Ts of SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls. Topics of this three-part interview include: How to approach an SEC exam. Responding to SEC exam re...

Joot Interview Series - Episode 7

Dec 10, 2019 11:30:00 AM

This is Part 2 of our third Interview (Part 1). Bo Howell continues his discussion with the newest member of Joot, Charles Black about SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls. Topics of this three-part interview include: How to approach an SEC exam. Responding to SEC exam requests. ...

Joot Interview Series - Episode 6

Dec 3, 2019 2:00:20 PM

In our third Interview, Bo Howell speaks with the newest member of Joot, Charles Black, to discuss SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls. Topics of this three-part interview include: How to approach an SEC exam. Responding to SEC exam requests. (DOs and DON'Ts) SEC exam interview ...

Joot Interview Series - Episode 5

Nov 19, 2019 11:30:00 AM

Welcome back to our second Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. This week’s edition is Part 2 of 2 (about 15 minutes).  You can listen to Part 1 here. In this episode, Bo Howell, CEO of Joot, speaks with Mark Baltimore , Co-CEO of Global Rhino.  They discuss trends in distribution and what asset managers should expect over the next fi...

Joot Interview Series - Episode 4

Nov 12, 2019 12:00:00 PM

Welcome to our second Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. This week’s edition is Part 1 of 2 (about 15 minutes). In it Bo Howell, CEO of Joot, speaks with Mark Baltimore , Co-CEO of Global Rhino , about why distribution is so hard to get right, why distribution is not just sales, and the steps that asset managers should take when dev...

Joot Interview Series - Episode 3

Oct 8, 2019 11:15:00 AM

Welcome back to the conclusion of our interview between Bo Howell and Cynthia Custer.   (You can hear Part One or Part Two here.) In Part 3 (about 10 minutes), we dive deeper into issues related to share class selection and talk about: Best execution factors that go beyond price.  Third-party money managers: Who’s responsible for best execution? How Joot digitizes compliance for RIAs.  Why the fut...

Joot Interview Series - Episode 2

Oct 1, 2019 11:15:00 AM

Welcome back to part 2 of our interview between Bo Howell and Cynthia Custer.   (if you missed part one, listen here.) In Part 2 (about 15 minutes), which we’ll post next week, we talk about: Why Cynthia and her firm, Advisory Compliance Solutions, joined the Joot family.  how technology can make SEC compliance easier, improve compliance oversight, and reduce operational costs. Recent trends in SE...

Joot Interview Series - Episode 1.

Sep 24, 2019 11:30:00 AM

Hello, Joot community! Welcome to our first Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. We had fun recording the interview, and once we've done a few more this may become a podcast.  We hope that you’ll find it helpful.  This week’s edition is Part 1 of 3 (about 15 minutes). In it Bo Howell, CEO of Joot, speaks with Cynthia Custer, Director ...

Joot discusses FinTech with the Institute for Innovation Development - Part 2

Aug 15, 2019 10:25:00 AM

Note. If you didn’t get a chance to read our FinTech-partnership article that was published by the Institute for Innovation Development (IID), we recommend you start there and then continue on.  In last week’s blog post, we gave you some more color on our discussion with the IID on how financial advisers should partner with FinTech. We discussed how we work with clients to identify their real comp...

Joot discusses FinTech with the Institute of Innovation Development - Part 1

Aug 8, 2019 3:00:00 PM

Joot CEO Bo Howell recently teamed up with the Institute for Innovation Development (IID) to discuss how financial advisers should approach FinTech. The article was published on Nasdaq.com and other sites on August 5, 2019. You can read the complete article here. (Do us a favor, if you like the article, please share it on social media. If you don’t like it, please pretend like you do and share it ...