Joot Blog

Stay up to date with perspectives, news and updates pertaining to investment management technology, legal, compliance and more.

Will AI Revolutionize Regtech? Part 2: It’s a Work in Progress

Aug 31, 2021 4:34:22 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, Interview, RegTech

Discover how some financial services firms are currently leveraging artificial intelligence and machine learning in fintech and regtech.

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Straight Talk: A Discussion with Eric Powell, Part 2

May 25, 2021 12:09:09 PM / by Karen Mauk posted in Investment Advisers, Compliance Technology, Interview

Learn about Eric Powell's advice for financial advisers in leveraging compliance technology to grow their business and build trust with clients.

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Straight Talk: A Discussion with Eric Powell, Part 1

May 11, 2021 7:30:00 AM / by Karen Mauk posted in Investment Advisers, Compliance Technology, Interview

We were fortunate to sit down with Eric Powell, founder of RightPlan Financial and the Future Mill, to discuss what registered investment adviser (RIA) firms can do for their clientswhat it means to build trust, how to leverage technology to manage compliance, and other fun stuff like what roles firefighters and personal trainers play in the financial services industry.

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Joot Interview Series - Episode 8

Dec 17, 2019 11:15:00 AM / by Bo J. Howell posted in SEC Examinations, Interview, Compliance Testing, Charles Black

In this final part of our third Interview (Part 1, Part 2). Bo Howell continues his discussion with Charles Black about the DO's and DON'Ts of SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Interview Series - Episode 7

Dec 10, 2019 11:30:00 AM / by Bo J. Howell posted in SEC Examinations, Interview, Charles Black

This is Part 2 of our third Interview (Part 1). Bo Howell continues his discussion with the newest member of Joot, Charles Black about SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Interview Series - Episode 6

Dec 3, 2019 2:00:20 PM / by Bo J. Howell posted in SEC Examinations, Interview, Charles Black

In our third Interview, Bo Howell speaks with the newest member of Joot, Charles Black, to discuss SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Interview Series - Episode 5

Nov 19, 2019 11:30:00 AM / by Bo J. Howell posted in Podcasts, Mark Baltimore, Interview

Welcome back to our second Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. This week’s edition is Part 2 of 2 (about 15 minutes).  You can listen to Part 1 here.

In this episode, Bo Howell, CEO of Joot, speaks with Mark Baltimore , Co-CEO of Global Rhino.  They discuss trends in distribution and what asset managers should expect over the next five years. They also discuss how there are different themes and distribution models in the US versus Canada, Europe, and other markets. Topics include:

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Joot Interview Series - Episode 4

Nov 12, 2019 12:00:00 PM / by Bo J. Howell posted in Podcasts, Mark Baltimore, Interview

Welcome to our second Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. This week’s edition is Part 1 of 2 (about 15 minutes). In it Bo Howell, CEO of Joot, speaks with Mark Baltimore , Co-CEO of Global Rhino , about why distribution is so hard to get right, why distribution is not just sales, and the steps that asset managers should take when developing a distribution plan (hint, don’t lead with product development).  They also discuss:

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Joot Interview Series - Episode 3

Oct 8, 2019 11:15:00 AM / by Bo J. Howell posted in Podcasts, Cynthia Lower Custer, Interview

Welcome back to the conclusion of our interview between Bo Howell and Cynthia Custer.  

(You can hear Part One or Part Two here.)

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Joot Interview Series - Episode 2

Oct 1, 2019 11:15:00 AM / by Bo J. Howell posted in Podcasts, Cynthia Lower Custer, Interview

Welcome back to part 2 of our interview between Bo Howell and Cynthia Custer.  

(if you missed part one, listen here.)

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Joot Interview Series - Episode 1.

Sep 24, 2019 11:30:00 AM / by Bo J. Howell posted in Podcasts, Cynthia Lower Custer, Interview

Hello, Joot community! Welcome to our first Joot interview.  We’re excited to continue delivering helpful content and thought leadership to you. We had fun recording the interview, and once we've done a few more this may become a podcast.  We hope that you’ll find it helpful. 

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Joot discusses FinTech with the Institute for Innovation Development - Part 2

Aug 15, 2019 10:25:00 AM / by Bo J. Howell posted in FinTech, Interview

Note. If you didn’t get a chance to read our FinTech-partnership article that was published by the Institute for Innovation Development (IID), we recommend you start there and then continue on. 

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