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CCO Tech Announces Release of Document Manager

Mar 19, 2019 12:47:19 PM / by Alec Cheung posted in Technology, Document Manager


Cincinnati, OH (March 19, 2019) - CCO Tech announces the release of its Document Manager, the third module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). Document Manager integrates with CCO Tech’s SEC Filing Manager and Compliance Calendar to form a comprehensive solution that helps RIAs manage their compliance processes and documentation.

Many Chief Compliance Officers (CCOs) at small- to mid-sized RIAs rely on manual processes or outdated tools to complete their regulatory filings. CCO Tech was founded to simplify, automate, and ultimately enhance the CCO’s ability to properly and cost-effectively manage the compliance process and reduce regulatory risk.

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