Joot Blog

Stay up to date with perspectives, news, and updates pertaining to investment management technology, legal, compliance, and more.

Weighing the Pros and Cons of Regtech

Apr 26, 2022 12:56:08 PM / by Bo J. Howell posted in Compliance Technology, FinTech, RegTech, SMBs

Wondering about the strengths and weaknesses of regtech products? Get our insights here.

Read More

Regtech Rising

Mar 29, 2022 3:21:44 PM / by Bo J. Howell posted in Compliance Technology, FinTech, RegTech, SMBs, KYC

Need help navigating the quickly evolving regtech market? Get some clarity here.

Read More

Fintech and Regtech: A Tale of Two Techs

Mar 22, 2022 2:33:53 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, RegTech, SMBs

Wondering about the relationship between fintech and regtech, and the future of both? Get our insights here.

Read More

Transforming Data into Actionable Intelligence in Regulated Industries

Mar 15, 2022 2:42:29 PM / by Bo J. Howell & Cal Al-Dhubaib posted in Artificial Intelligence, Compliance Technology, Guest Author, FinTech, RegTech

How can AI benefit organizations in regulated industries? Put trust at the center of your AI strategy to transform your data into actionable intelligence.

Read More

10 Tips for Navigating the U.S. Regulatory Landscape

Feb 1, 2022 4:46:48 PM / by Dina Tantra posted in SEC Examinations, Compliance Technology, Policies, Compliance Testing, Regulations, Managing Risk

Need help navigating the U.S. regulatory landscape? You’re not alone. Get our advice here.

Read More

How I Found the Easy Way to Create a Policies and Procedures Manual

Dec 14, 2021 2:11:23 PM / by Grier Rubeling posted in Investment Advisers, Compliance Technology, Guest Author, Policies

Struggling to maintain and implement a policies and procedures manual that's specific to your RIA business? Get help here from our special guest author.

Read More

Announcing JootAI Powered by MySocialPulse

Nov 29, 2021 1:52:13 PM / by Karen Mauk posted in Announcement, Artificial Intelligence, Compliance Technology, FinTech, RegTech

Get a free trial of JootAI powered by MySocialPulse today and join us as we build the future of RIA compliance, together.

Read More

Straight Talk: A Discussion with Divya Prashanth and Janine Miles

Nov 16, 2021 3:24:51 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, Interview, RegTech

Meet our partners Divya Prashanth and Janine Miles of MySocialPulse and get their expert advice for leveraging AI and ML tech to manage RIA compliance.

Read More

Will AI Revolutionize Regtech? Part 4: If You Do the Right Thing

Oct 12, 2021 2:47:40 PM / by Bo J. Howell & Cal Al-Dhubaib posted in Artificial Intelligence, Compliance Technology, Guest Author, FinTech, RegTech

Get advice for ethically developing and implementing AI projects that make work more fulfilling and build trust with your clients.

Read More

Will AI Revolutionize Regtech? Part 3: If You Build It

Sep 28, 2021 4:25:57 PM / by Bo J. Howell & Cal Al-Dhubaib posted in Artificial Intelligence, Compliance Technology, Guest Author, FinTech, RegTech

Realize the value of building AI-driven fintech and regtech solutions and get practical advice for starting your own AI project.

Read More

Will AI Revolutionize Regtech? Part 2: It’s a Work in Progress

Aug 31, 2021 4:34:22 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, Interview, RegTech

Discover how some financial services firms are currently leveraging artificial intelligence and machine learning in fintech and regtech.

Read More

Will AI Revolutionize Regtech? Part 1: Faster, Easier, Richer

Jul 20, 2021 12:08:18 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, RegTech

Check out the ways artificial intelligence and machine learning are playing increasingly important roles in fintech and regtech.

Read More