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CCO Tech Launches Integrated Compliance Calendar

Jan 16, 2019 9:35:08 AM / by Alec Cheung posted in Compliance, Compliance Technology, CCO Technology, Technology, Compliance Calendar


CCO Tech announces the release of its Compliance Calendar, the second module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). The Compliance Calendar allows RIAs to schedule their compliance tasks and receive notices and reminders of important dates. The application integrates directly with CCO Tech’s SEC Filing Manager and creates calendar entries based on important data points in an adviser’s Form ADV. Additional modules are expected in February and March to create a comprehensive compliance system.

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