Joot Blog

Stay up to date with perspectives, news and updates pertaining to investment management technology, legal, compliance and more.

Joot Interview Series - Episode 8

Dec 17, 2019 11:15:00 AM / by Bo J. Howell posted in SEC Examinations, Interview, Compliance Testing, Charles Black

In this final part of our third Interview (Part 1, Part 2). Bo Howell continues his discussion with Charles Black about the DO's and DON'Ts of SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Interview Series - Episode 7

Dec 10, 2019 11:30:00 AM / by Bo J. Howell posted in SEC Examinations, Interview, Charles Black

This is Part 2 of our third Interview (Part 1). Bo Howell continues his discussion with the newest member of Joot, Charles Black about SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Interview Series - Episode 6

Dec 3, 2019 2:00:20 PM / by Bo J. Howell posted in SEC Examinations, Interview, Charles Black

In our third Interview, Bo Howell speaks with the newest member of Joot, Charles Black, to discuss SEC Exams.  Charles brings over 17 years of experience in the financial services industry to provide great tips and insight on what to do when the SEC calls.

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Joot Expands its Compliance Team

Nov 4, 2019 10:43:00 AM / by Bo J. Howell posted in Compliance, Joot, Charles Black

We are excited to announce the newest addition to the Joot team: Charles Black! Charles brings over 17 years of experience in the asset management industry, including roles in compliance, fund accounting, and fund administration. Charles has served as a compliance officer for both investment advisers and investment companies. Most recently, he served as the Chief Compliance Officer for a few mutual fund clients. 

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