It’s a bittersweet week for us at CCO Tech. Our super intern, John Simmons, is finishing his spring semester and moving on to an internship at Fifth Third Bank in its Risk Management Leadership Program. We’re excited to see John take the next step in his career and we look forward to seeing him graduate next December from Xavier University, Williams College of Business (“WCB”).
FOR IMMEDIATE RELEASE
CCO Tech announces the release of its Compliance Calendar, the second module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). The Compliance Calendar allows RIAs to schedule their compliance tasks and receive notices and reminders of important dates. The application integrates directly with CCO Tech’s SEC Filing Manager and creates calendar entries based on important data points in an adviser’s Form ADV. Additional modules are expected in February and March to create a comprehensive compliance system.
by Michelle Morgan, Director at Titan Technology Group
Over the course of my 25+ years in the finance industry, I have interviewed many software providers. More recently I’ve been on the other side of the table while marketing Titan, a back-office/fund administration platform. As technology overhauls are not something that people undertake daily (because who wants to switch software that often!), my experiences may be of value to those of you who may be about to tackle such a project. This article is meant to help those considering adoption of a large new or replacement software product, such as entire front, middle, or back office technology. There are many different topics I could cover, but I’ve narrowed it down to the following:
FOR IMMEDIATE RELEASE
Cincinnati, OH (October 1, 2018) - CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). SEC Filing Manager automates the completion of Form ADV, the starting point for regulatory compliance filing for every SEC-registered investment adviser. Additional modules will soon be released to create a comprehensive compliance system.