Joot Blog

Stay up to date with perspectives, news and updates pertaining to investment management technology, legal, compliance and more.

Farewell to our Super Intern: John Simmons

Apr 30, 2019 1:00:00 PM / by Bo J. Howell posted in CCO Tech, CCO Technology

It’s a bittersweet week for us at CCO Tech. Our super intern, John Simmons, is finishing his spring semester and moving on to an internship at Fifth Third Bank in its Risk Management Leadership Program. We’re excited to see John take the next step in his career and we look forward to seeing him graduate next December from Xavier University, Williams College of Business (“WCB”).

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CCO Tech Expands its Executive Team

Feb 14, 2019 11:00:00 AM / by Bo J. Howell posted in CCO Tech, Mark Baltimore, Executive Team, Dina Tantra, Global Rhino, LLC

CCO Technology is excited to announce the newest members of its executive team: Dina Tantra and Mark Baltimore, co-founders of Global Rhino, LLC. According to Bo Howell, CEO of CCO Tech, the firm has been focused on building the right team, including leaders in the financial services industry that could bring fresh and thoughtful insight to our mission of helping registered investment advisers automate their compliance needs. Bo highlighted Dina's and Mark's experience in the financial services industry and shared his enthusiasm for pairing the operational and distribution expertise of Global Rhino with the technology and compliance focus of CCO Tech.

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An Insider View on How to Evaluate Software Providers

Oct 26, 2018 10:30:00 AM / by Michelle Morgan posted in CCO Tech, CCO Technology, Technology, SaaS


by Michelle Morgan, Director at Titan Technology Group

Over the course of my 25+ years in the finance industry, I have interviewed many software providers. More recently I’ve been on the other side of the table while marketing Titan, a back-office/fund administration platform. As technology overhauls are not something that people undertake daily (because who wants to switch software that often!), my experiences may be of value to those of you who may be about to tackle such a project. This article is meant to help those considering adoption of a large new or replacement software product, such as entire front, middle, or back office technology. There are many different topics I could cover, but I’ve narrowed it down to the following:

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CCO Tech Announces First Ever Compliance Automation Solution for Registered Investment Advisers

Oct 1, 2018 10:30:38 AM / by Bo J. Howell posted in Corporate Governance, Investment Advisers, Service Providers, Advisers Act, CCO Tech, Compliance, Compliance Technology, Directors/Trustees, Form ADV, CCO Technology, SEC Filing Manager, Technology

FOR IMMEDIATE RELEASE

Cincinnati, OH (October 1, 2018) - CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). SEC Filing Manager automates the completion of Form ADV, the starting point for regulatory compliance filing for every SEC-registered investment adviser. Additional modules will soon be released to create a comprehensive compliance system.

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Welcome to the crossroads of technology and investment management: IM Crossroads

Sep 17, 2018 9:05:51 AM / by Bo J. Howell posted in Investment Managers, CCO Tech, CCO Technology, Technology

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The BIG Reveal: Welcome to the Future of Compliance

Aug 24, 2018 10:00:41 AM / by Bo J. Howell posted in Investment Advisers, Advisers Act, CCO Tech, Compliance, Compliance Technology

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