Farewell to our Super Intern: John Simmons

Apr 30, 2019 1:00:00 PM

It’s a bittersweet week for us at CCO Tech. Our super intern, John Simmons, is finishing his spring semester and moving on to an internship at Fifth Third Bank in its Risk Management Leadership Program. We’re excited to see John take the next step in his career and we look forward to seeing him graduate next December from Xavier University, Williams College of Business (“WCB”). John joined us in J...

CCO Tech Expands its Executive Team

Feb 14, 2019 11:00:00 AM

CCO Technology is excited to announce the newest members of its executive team: Dina Tantra and Mark Baltimore, co-founders of Global Rhino, LLC. According to Bo Howell, CEO of CCO Tech, the firm has been focused on building the right team, including leaders in the financial services industry that could bring fresh and thoughtful insight to our mission of helping registered investment advisers aut...

An Insider View on How to Evaluate Software Providers

Oct 26, 2018 10:30:00 AM

by Michelle Morgan, Director at Titan Technology Group Over the course of my 25+ years in the finance industry, I have interviewed many software providers. More recently I’ve been on the other side of the table while marketing Titan, a back-office/fund administration platform. As technology overhauls are not something that people undertake daily (because who wants to switch software that often!), ...

CCO Tech Announces First Ever Compliance Automation Solution for Registered Investment Advisers

Oct 1, 2018 10:30:38 AM

FOR IMMEDIATE RELEASE Cincinnati, OH (October 1, 2018) - CCO Tech today announces the release of its SEC Filing Manager, the first module of an integrated web-based compliance system for small- and mid-sized registered investment advisers (RIAs). SEC Filing Manager automates the completion of Form ADV, the starting point for regulatory compliance filing for every SEC-registered investment adviser....

Welcome to the crossroads of technology and investment management: IM Crossroads

Sep 17, 2018 9:05:51 AM

Dear readers,  Thank you. Since we launched this blog in March 2018, we've seen its subscription grow to over 500 people. We hope that means we're delivering content that you find exciting and unique. (Please let us know if that is not accurate.) But over the past few months, we've noticed a trend in our posts, a trend that reflects our growing interest in the intersection of investment management...

The BIG Reveal: Welcome to the Future of Compliance

Aug 24, 2018 10:00:41 AM

Last week I talked about changing a critical part of our industry to level the playing field for all asset managers. I was talking about compliance. For years now, there's been increasing development in fintech, but it's focused mostly on investing, trading, and business development applications. As these activities have become increasingly automated, a gap has developed between business operation...