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Joot Expands Team and Adds Broker-Dealer Compliance Services

Apr 9, 2020 10:33:20 AM / by Bo J. Howell posted in Joot, John Williams, Broker-Dealer, RIA

As we continue to enhance our SaaS-based platform for automating compliance, we are also building out our services team. Today, another industry veteran joins Joot. John Williams, Director of Compliance Services, brings nearly three decades of regulatory compliance experience to Joot, with the last 14 as a chief compliance officer for a Broker-Dealer / RIA. He also has expertise in international operations, business continuity planning, cybersecurity and banking.

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