We are excited to announce the newest addition to the Joot team: Charles Black! Charles brings over 17 years of experience in the asset management industry, including roles in compliance, fund accounting, and fund administration. Charles has served as a compliance officer for both investment advisers and investment companies. Most recently, he served as the Chief Compliance Officer for a few mutual fund clients.
“I am excited to have Charles join our team. He’s a seasoned compliance officer with diverse experience under the Advisers Act and Investment Company Act,” says Bo Howell, CEO of Joot. “Charles has experience working with investment advisers of all sizes and his expertise includes vendor due diligence, risk assessment, and monitoring, and managing compliance programs.”
Charles noted that he joined Joot because: “This opportunity with Joot provides the ability to work with a group of diverse clients to help them improve and enhance their compliance programs. I believe Joot’s technology and the expertise of the compliance consulting group is a fantastic combination that can help many clients increase the efficiency of their businesses. I am very excited to be a part of the team.”
Charles will work closely with Bo and Cynthia Custer to help Joot’s clients manage their compliance programs using Joot’s user-friendly, smart technology.
Joot is a fintech company that provides web-based technology and services to registered investment advisers. Joot has over 40 RIA clients around the U.S. who collectively manage over $33 billion. Joot’s clients include retail advisers, institutional managers, private fund managers, and mutual fund advisers.