Peg McLaughlin is an accomplished financial services executive who has a deep and extensive background in legal, compliance and operations which originated from her early days with the Securities and Exchange Commission as well as the Department of Justice. Most recently she served as a founding member, General Counsel and Chief Compliance Officer of a $4B registered investment adviser focusing on credit strategies. Prior to that she was a senior leader supporting the Oakmark Funds and specialized in designing a governance framework for their independent board of directors.
Joot is a fintech company that provides web-based technology and services to registered investment advisers. Joot has over 40 RIA clients around the U.S. who collectively manage over $33 billion. Joot’s clients include retail advisers, institutional managers, private fund managers, and mutual fund advisers.