Peg McLaughlin

Peg McLaughlin is an accomplished financial services executive who has a deep and extensive background in legal, compliance and operations which originated from her early days with the Securities and Exchange Commission as well as the Department of Justice. Most recently she served as a founding member, General Counsel and Chief Compliance Officer of a $4B registered investment adviser focusing on credit strategies. Prior to that she was a senior leader supporting the Oakmark Funds and specialized in designing a governance framework for their independent board of directors.

Recent Posts

Navigating Business Continuity Plans post COVID-19:  Five Issues Independent Directors Need to Consider

Jun 18, 2020 10:45:00 AM / by Peg McLaughlin posted in Investment Advisers, Cybersecurity, Covid

By: Peg McLaughlin

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