Joot Blog

Stay up to date with perspectives, news, and updates pertaining to investment management technology, legal, compliance, and more.

Digital Assets: Compliance Considerations and Technology Integration

Jun 30, 2022 11:02:07 AM / by Joot & MeetAmi posted in FinTech, Managing Risk, RegTech, Cryptocurrency

Need help navigating the digital asset learning curve? Get our practical and tech-focused advice here.

Read More

Announcing Joot’s Derivatives Rule Board Solution

Jun 21, 2022 5:16:52 PM / by Bo J. Howell posted in SEC Rule, Board of Directors, Compliance, Derivatives, Managing Risk

Get a detailed breakdown of the Derivatives Rule Board Solution offered by Joot, FinTech Law, and EQ Risk Management Consulting.

Read More

Announcing a Strategic Partnership That Offers Timely SEC Derivatives Rule Compliance

Jun 14, 2022 4:46:17 PM / by Bo J. Howell posted in Investment Advisers, Investment Managers, SEC Rule, Board of Directors, Compliance, Derivatives, Managing Risk

Need help navigating the new SEC Derivatives Rule? We can help you implement an effective derivatives risk management program and maintain compliance.

Read More

Opportunities and Challenges to Adding Digital Assets to Your Practice

May 26, 2022 7:00:00 AM / by Joot & MeetAmi posted in Guest Author, FinTech, Managing Risk, RegTech, Cryptocurrency

Wondering about the opportunities and challenges around digital asset adoption for investment advisory firms? Get our insights here.

Read More

Michigan Adopts New Continuing Education Requirements for IARs

May 17, 2022 3:35:20 PM / by Karen Mauk posted in Investment Advisers, SEC, Michigan

Prepare for Michigan’s recently adopted IAR continuing education requirements and get help meeting regulatory obligations to ensure RIA compliance.

Read More

Weighing the Pros and Cons of Regtech

Apr 26, 2022 12:56:08 PM / by Bo J. Howell posted in Compliance Technology, FinTech, RegTech, SMBs

Wondering about the strengths and weaknesses of regtech products? Get our insights here.

Read More

SEC Examination Priorities for 2022

Apr 12, 2022 3:43:57 PM / by Joot posted in SEC, SEC Examinations

Need help navigating the SEC’s 2022 exam priorities? Get our insights here.

Read More

How Regtech Will Impact the Legal Industry

Apr 5, 2022 1:00:51 PM / by Bo J. Howell posted in FinTech, RegTech, Cryptocurrency, Legal Industry

What does regtech collaboration across the regulatory ecosystem involve? Get our take here.

Read More

Regtech Rising

Mar 29, 2022 3:21:44 PM / by Bo J. Howell posted in Compliance Technology, FinTech, RegTech, SMBs, KYC

Need help navigating the quickly evolving regtech market? Get some clarity here.

Read More

Fintech and Regtech: A Tale of Two Techs

Mar 22, 2022 2:33:53 PM / by Bo J. Howell posted in Artificial Intelligence, Compliance Technology, FinTech, RegTech, SMBs

Wondering about the relationship between fintech and regtech, and the future of both? Get our insights here.

Read More

Transforming Data into Actionable Intelligence in Regulated Industries

Mar 15, 2022 2:42:29 PM / by Bo J. Howell & Cal Al-Dhubaib posted in Artificial Intelligence, Compliance Technology, Guest Author, FinTech, RegTech

How can AI benefit organizations in regulated industries? Put trust at the center of your AI strategy to transform your data into actionable intelligence.

Read More

Taking on Tokenization

Mar 8, 2022 4:25:08 PM / by Michelle Morgan & Bob Taylor posted in Guest Author, FinTech, Managing Risk, RegTech, Cryptocurrency

Need help navigating the complexities of tokenization and automating KYC? Get the expert advice of our guest bloggers here.

Read More